Our Services

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At AFSL Express, we provide a full suite of services to help financial professionals navigate the complexities of obtaining and maintaining an Australian Financial Services Licence (AFSL). Our expertise ensures compliance with ASIC regulations, allowing you to focus on growing your business.

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We guide you through the entire AFSL application process, including preparing necessary documentation, liaising with ASIC, and ensuring all regulatory requirements are met for a successful application. If you prefer to operate under an existing AFSL, we offer Corporate Authorised Representative solutions, allowing you to provide financial services while we handle compliance oversight and regulatory requirements.

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Responsible Manager support is a critical aspect of maintaining an AFSL, and we provide nomination, training, and ongoing assistance to ensure your business meets ASIC’s competency standards. Our compliance and regulatory support services include developing and implementing risk management frameworks, dispute resolution policies, and ongoing monitoring to keep your business aligned with ASIC regulations.

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Financial compliance and reporting are essential for AFSL holders, and we assist with financial statement preparation, solvency testing, and audit coordination to ensure your business remains financially compliant. To help you stay ahead of regulatory changes, we offer continuous compliance management, including periodic reviews, audit assistance, and updates to align with evolving ASIC requirements.

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We manage communications with ASIC, ensuring timely responses to regulatory inquiries and keeping you informed of industry changes that may affect your AFSL. Our custom compliance training programs are designed for Responsible Managers, advisers, and staff, ensuring they fully understand their obligations and responsibilities under the AFSL framework.

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At AFSL Express, we take care of the regulatory complexities so you can focus on delivering quality financial services. Contact us today to learn how we can support your AFSL journey.